Houlihan Lokey UK Limited

• Principal Place of Business

  1 Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

  Web

  https://www.hl.com

• Complaints Contact

  One Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alessandro Rossi

  IRN AXR00830

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Alessandro Tesauro

  IRN AXT00275

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Alexander Lawton-Smith

  IRN AXL00754

  • [FCA CF] Client dealing (since 29 Jan 2025)
• Alexander Olivier Thomas Beaudet

  IRN AOB01020

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Dec 2020)
  • CF30 Customer (1 May 2018 to 8 Dec 2019)
• Alexander van Aubel

  IRN AXV00121

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Alfie John Pike

  IRN AXP00666

  • [FCA CF] Client dealing (since 27 Jun 2024)
• Amjid Hussain Zaman

  IRN AXZ01265

  • [FCA CF] Significant management (9 Dec 2020 to 8 Feb 2023)
• Andrea Preite

  IRN AXP00908

  • [FCA CF] Client dealing (1 Apr 2024 to 24 Jan 2025)
• Andrew Adams

  IRN ADA01019

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Andrew Bristow

  IRN AIB01012

  • [FCA CF] Client dealing (since 10 Apr 2025)

No changes recorded yet.