Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 23 Dec 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (23 Sep 2024 to 10 Jan 2025)
  • Houlihan Lokey UK Limited (no longer approved here)

    FRN 792919

    • [FCA CF] Significant management (9 Dec 2020 to 8 Feb 2023)
  • Pembroke Investment Managers LLP (no longer approved here)

    FRN 604924

    • [FCA CF] Significant management (9 Dec 2019 to 4 Nov 2021)
    • CF10a CASS Oversight function (5 Nov 2018 to 19 Nov 2019)
    • CF30 Customer (16 Mar 2018 to 19 Nov 2019)
  • Broadstone Corporate Benefits Limited (no longer approved here)

    FRN 587699

    • CF29 Significant management (22 Dec 2014 to 11 May 2016)
    • CF28 Systems and controls (22 Dec 2014 to 27 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.