Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oakley Capital Limited
FRN 195029
- SMF3 Executive Director (since 23 Dec 2024)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (23 Sep 2024 to 10 Jan 2025)
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- [FCA CF] Significant management (9 Dec 2020 to 8 Feb 2023)
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- [FCA CF] Significant management (9 Dec 2019 to 4 Nov 2021)
- CF10a CASS Oversight function (5 Nov 2018 to 19 Nov 2019)
- CF30 Customer (16 Mar 2018 to 19 Nov 2019)
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- CF29 Significant management (22 Dec 2014 to 11 May 2016)
- CF28 Systems and controls (22 Dec 2014 to 27 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.