Pembroke Investment Managers LLP

• Principal Place of Business

  223-231 Old Marylebone Road

  London

  NW1 5QT

  UNITED KINGDOM

  Phone

  +442077663055

  Web

  https://www.pembrokevct.com

• Complaints Contact

  223-231 Old Marylebone Road

  London

  NW1 5QT

  UNITED KINGDOM

  Phone

  +442077663055

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Private Investment Funds

• . Pembroke Managers Limited

  IRN XXP01181

  • SMF27 Partner (9 Dec 2019 to 7 Feb 2023)
  • CF4 Partner (4 Feb 2014 to 8 Dec 2019)
• Adrian Thomas Wakelin Harris

  IRN ATH01067

  • [FCA CF] Client dealing (since 10 Jun 2024)
  • CF30 Customer (3 Feb 2015 to 20 Jan 2016)
• Alicia Taylor

  IRN AXT00501

  • [FCA CF] Manager of certification employee (since 2 Dec 2024)
  • [FCA CF] Client dealing (since 20 Dec 2022)
• Amjid Hussain Zaman

  IRN AXZ01265

  • [FCA CF] Significant management (9 Dec 2019 to 4 Nov 2021)
  • CF10a CASS Oversight function (5 Nov 2018 to 19 Nov 2019)
  • CF30 Customer (16 Mar 2018 to 19 Nov 2019)
• Andrew Daniel Wolfson

  IRN ADW01157

  • SMF27 Partner (since 27 Apr 2021)
  • SMF1 Chief Executive (since 23 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 27 Apr 2021)
  • CF30 Customer (9 Jul 2014 to 8 Dec 2019)
• Angus Fairchild-Nodder

  IRN AXN00178

  • [FCA CF] Client dealing (14 Sep 2021 to 30 Jun 2023)
• Christian Capunitan

  IRN CXC00435

  • [FCA CF] Manager of certification employee (since 8 Jul 2024)
  • [FCA CF] Client dealing (since 5 Nov 2021)
  • [FCA CF] Manager of certification employee (21 Sep 2022 to 30 Apr 2024)
• Christopher Simon Lewis

  IRN CSL01036

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Dec 2024)
  • SMF16 Compliance Oversight (since 23 Dec 2024)
  • SMF27 Partner (since 27 Apr 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 28 Apr 2021)
  • CF30 Customer (6 Nov 2019 to 8 Dec 2019)
  • CF10a CASS Oversight function (6 Nov 2019 to 8 Dec 2019)
• David John Till

  IRN DXT01187

  • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jan 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jan 2025)
  • SMF27 Partner (9 Dec 2019 to 19 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Dec 2025)
  • CF4 Partner (4 Feb 2014 to 8 Dec 2019)
  • CF30 Customer (4 Feb 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Feb 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Feb 2014 to 8 Dec 2019)
• Dilesh Maisuria

  IRN DXM00607

  • [FCA CF] Client dealing (5 Nov 2021 to 30 May 2025)

No changes recorded yet.