Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 15 Dec 2025)
    • CF30 Customer (since 14 Dec 2025)
    • (1)Employed By (since 14 Dec 2025)
  • Pembroke Investment Managers LLP (no longer approved here)

    FRN 604924

    • [FCA CF] Client dealing (14 Sep 2021 to 30 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

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