PRICE FERGUSON LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Price Ferguson Ltd100 High Path RoadGuildfordSurreyGU1 2QPUNITED KINGDOM- Phone
- +4401483456477
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Complaints Contact
Price Ferguson Ltd100 High Path RoadGuildfordSurreyGU1 2QPUNITED KINGDOM- Phone
- +4401483456477
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Advice
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- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Angus Fairchild-Nodder
IRN AXN00178
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 15 Dec 2025)
- CF30 Customer (since 14 Dec 2025)
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Benjamin MacKay
IRN BXM00375
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 31 May 2023)
- [FCA CF] Functions requiring qualifications (since 31 May 2023)
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Colin Stirling Jobson
IRN CSJ00002
- CF1 Director (AR) (23 Dec 2013 to 5 Jan 2023)
- CF30 Customer (9 Oct 2009 to 14 Mar 2019)
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David McClaren Home
IRN DXH00446
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 8 Jun 2023)
- CF30 Customer (since 9 Sep 2021)
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Edward Piombini
IRN EXP00300
- CF1 Director (AR) (9 Aug 2025 to 29 Oct 2025)
- CF30 Customer (9 Aug 2025 to 29 Oct 2025)
- Appointed representative dealing with clients for which they require qualification (4 Aug 2025 to 29 Oct 2025)
- [FCA CF] Client dealing (4 Aug 2025 to 29 Oct 2025)
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Esmer Aljkanovic
IRN EXA00290
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF30 Customer (since 4 Dec 2025)
- Appointed representative dealing with clients for which they require qualification (since 24 Nov 2025)
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George Rankine Fee
IRN GRF00004
- CF1 Director (AR) (4 Mar 2009 to 23 Dec 2010)
- CF30 Customer (4 Mar 2009 to 23 Dec 2010)
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Gregory Tichbon
IRN GXT01488
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Responsible for Insurance Distribution (since 30 May 2025)
- SMF3 Executive Director (since 30 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 May 2025)
- SMF16 Compliance Oversight (since 30 May 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (21 Jun 2021 to 1 Jun 2023)
- CF30 Customer (6 Sep 2019 to 8 Dec 2019)
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Joanne Margaret Scott
IRN JMS01228
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (6 Apr 2005 to 31 Oct 2007)
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Jonathan David Rees Williams
IRN JXW00266
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 12 Feb 2021)
- Appointed representative dealing with clients for which they require qualification (since 12 Feb 2021)
- CF1 Director (AR) (since 12 Feb 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Price Ferguson (Surrey Hills) Limited
FRN 1031392 · Appointed 28 Apr 2025
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Price Ferguson (Esher) Ltd
FRN 979446 · Appointed 20 Jul 2022
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Hastings Investment Management Limited
FRN 941787 · Appointed 23 Dec 2020
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Price Ferguson (Farnham) Limited
FRN 937189 · Appointed 27 Oct 2020
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Heritage Price Ferguson Limited (no longer appointed)
FRN 1018167 · Appointed 23 Sep 2024 · Until 15 Apr 2026
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Price Ferguson Wealth Management Ltd (no longer appointed)
FRN 918500 · Appointed 19 Dec 2019 · Until 16 Jan 2023
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Miller Heryett Wealth Management Ltd (no longer appointed)
FRN 664090 · Appointed 8 Jan 2015 · Until 18 Jan 2018
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Collins Wealth Management Ltd (no longer appointed)
FRN 611408 · Appointed 10 Dec 2013 · Until 27 Jan 2023
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Granite Financial Solutions Ltd (no longer appointed)
FRN 496717 · Appointed 23 Feb 2009 · Until 23 Dec 2010
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.