PRICE FERGUSON LIMITED

Date authorised
1 April 2013
Companies House
03893166
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Price Ferguson Ltd
    100 High Path Road
    Guildford
    Surrey
    GU1 2QP
    UNITED KINGDOM
    Phone
    +4401483456477
    Web
    https://www.priceferguson.com

  • Complaints Contact

    Price Ferguson Ltd
    100 High Path Road
    Guildford
    Surrey
    GU1 2QP
    UNITED KINGDOM
    Phone
    +4401483456477

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lorraine Joyce Price

    IRN LJP01061

    • CF1 Director (6 Apr 2005 to 14 Nov 2013)
  • Mark Paul Williams

    IRN MPW01117

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Aug 2022)
    • CF1 Director (AR) (since 9 Aug 2022)
    • CF30 Customer (since 9 Aug 2022)
  • Michael Andrew Price

    IRN MAP00023

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 23 Dec 2025)
    • CF30 Customer (since 12 Feb 2021)
    • CF1 Director (AR) (since 12 Feb 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 May 2025)
    • SMF3 Executive Director (9 Dec 2019 to 5 May 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 May 2025)
    • Responsibility for MCD Intermediation (7 Oct 2016 to 23 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Apr 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Apr 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Apr 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (6 Apr 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (6 Apr 2005 to 30 Sep 2018)
    • CF1 Director (6 Apr 2005 to 8 Dec 2019)
  • Michael Peter Raphael

    IRN MPR01081

    • CF30 Customer (25 Jul 2017 to 4 Oct 2018)
  • Nicholas Fincham

    IRN NXF00199

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2025)
    • [FCA CF] Client dealing (since 31 Jan 2025)
  • Nicolas Yianis Kacigeras

    IRN NXK01094

    • [FCA CF] Client dealing (9 Dec 2019 to 26 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 May 2023)
    • CF30 Customer (29 Oct 2019 to 8 Dec 2019)
  • Olaoluwa Owoso

    IRN OXO01228

    • CF30 Customer (4 Aug 2018 to 4 Oct 2018)
  • Peter Anthony O'Loughlin

    IRN PAO01028

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (22 Jun 2021 to 1 Jun 2023)
    • CF30 Customer (11 Jan 2017 to 8 Dec 2019)
  • Rupert Daniel Miller

    IRN RDM01164

    • CF1 Director (AR) (20 Jan 2015 to 8 Jan 2018)
    • CF30 Customer (20 Jan 2015 to 8 Jan 2018)
  • Sandra Louise Anderson

    IRN SLA01041

    • SMF3 Executive Director (1 Jun 2022 to 20 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2023)
    • CF30 Customer (26 Apr 2011 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.