Michael Andrew Price

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PRICE FERGUSON LIMITED

    FRN 424784

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 23 Dec 2025)
    • CF30 Customer (since 12 Feb 2021)
    • CF1 Director (AR) (since 12 Feb 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 May 2025)
    • SMF3 Executive Director (9 Dec 2019 to 5 May 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 May 2025)
    • Responsibility for MCD Intermediation (7 Oct 2016 to 23 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Apr 2005 to 30 Sep 2018)
    • CF1 Director (6 Apr 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Apr 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Apr 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Apr 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (6 Apr 2005 to 31 Mar 2009)
  • Price Ferguson (Surrey Hills) Limited

    FRN 1031392

    • (2)Employed By (since 28 Apr 2025)
  • Price Ferguson (Esher) Ltd

    FRN 979446

    • (2)Employed By (since 10 Oct 2022)
  • Price Ferguson (Farnham) Limited

    FRN 937189

    • (2)Employed By (since 12 Feb 2021)
  • Hastings Investment Management Limited

    FRN 941787

    • (2)Employed By (since 12 Feb 2021)
  • Heritage Price Ferguson Limited (no longer approved here)

    FRN 1018167

    • (1)Employed By (23 Sep 2024 to 14 Apr 2026)
  • Price Ferguson 822.124 (no longer approved here)

    FRN 199008

    • (1)Employed By (1 Oct 1998 to 1 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Price Ferguson (Surrey Hills) Limited

  2. controlled function added: (2)Employed By at Price Ferguson (Surrey Hills) Limited