Rupert Daniel Miller

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bramley Financial Planning limited

    FRN 789902

    • [FCA CF] Significant management (since 1 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (12 Dec 2017 to 8 Dec 2019)
    • CF1 Director (12 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Dec 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Dec 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Dec 2017 to 30 Sep 2018)
  • PRICE FERGUSON LIMITED (no longer approved here)

    FRN 424784

    • CF30 Customer (20 Jan 2015 to 8 Jan 2018)
    • CF1 Director (AR) (20 Jan 2015 to 8 Jan 2018)
  • Bray Wealth Management Limited (no longer approved here)

    FRN 214806

    • Employed By (25 Jul 2011 to 6 Oct 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (25 Jul 2011 to 6 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

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