Michael Peter Raphael

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jade Independent Financial Advisors Limited

    FRN 196503

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • CF30 Customer (10 Jul 2018 to 8 Dec 2019)
  • PRICE FERGUSON LIMITED (no longer approved here)

    FRN 424784

    • CF30 Customer (25 Jul 2017 to 4 Oct 2018)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (16 May 2014 to 2 Jul 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 Jul 2013 to 21 Mar 2014)
  • David Allard (no longer approved here)

    FRN 401676

    • Employed By (9 Jul 2013 to 21 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.