Mark Paul Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PRICE FERGUSON LIMITED
FRN 424784
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 9 Aug 2022)
- CF30 Customer (since 9 Aug 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Aug 2022)
Price Ferguson (Esher) Ltd
FRN 979446
- (3)Employed By (since 9 Aug 2022)
NOVA Wealth Ltd (no longer approved here)
FRN 778951
- CF30 Customer (4 Apr 2019 to 8 Dec 2019)
Octopus Investments Limited (no longer approved here)
FRN 194779
- CF29 Significant management (3 Jun 2013 to 30 Nov 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.