Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PRICE FERGUSON LIMITED
FRN 424784
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF16 Compliance Oversight (since 30 May 2025)
- Responsible for Insurance Distribution (since 30 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 May 2025)
- SMF3 Executive Director (since 30 May 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (21 Jun 2021 to 1 Jun 2023)
- CF30 Customer (6 Sep 2019 to 8 Dec 2019)
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- CF30 Customer (26 Jun 2018 to 24 Aug 2019)
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- CF30 Customer (7 Oct 2016 to 18 Jun 2018)
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- CF30 Customer (20 May 2015 to 18 Jun 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.