Christopher Simon Lewis

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pembroke Investment Managers LLP
FRN 604924
- SMF16 Compliance Oversight (since 23 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Dec 2024)
- SMF27 Partner (since 27 Apr 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 28 Apr 2021)
- CF30 Customer (6 Nov 2019 to 8 Dec 2019)
- CF10a CASS Oversight function (6 Nov 2019 to 8 Dec 2019)
Downing LLP (no longer approved here)
FRN 545025
- CF4 Partner (19 Oct 2015 to 30 May 2019)
- CF28 Systems and controls (19 Oct 2015 to 30 May 2019)
- CF30 Customer (23 Jun 2011 to 30 May 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.