Downing LLP

• Principal Place of Business

  Downing LLP

  10 Lower Thames Street

  London

  City Of London

  EC3R 6AF

  UNITED KINGDOM

  Phone

  +4402038625984

  Web

  https://www.downing.co.uk

• Complaints Contact

  Downing LLP

  10 Lower Thames Street

  London

  City Of London

  EC3R 6AF

  UNITED KINGDOM

  Phone

  +4402038625984

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to advising retail clients in relation to corporate finance and venture capital business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Downing Corporate Finance Limited

  IRN XXD01056

  • CF4 Partner (1 Jun 2011 to 9 Dec 2019)
• . Downing Management Services Limited

  IRN XXD01058

  • CF4 Partner (1 Jun 2011 to 31 May 2012)
• Aleena Unadkat

  IRN AXU00030

  • [FCA CF] Significant management (30 Oct 2020 to 17 Apr 2023)
• Alexander John Paget

  IRN AXP00506

  • [FCA CF] Client dealing (since 10 Apr 2023)
• Alfie Atkinson

  IRN AXA02199

  • [FCA CF] Client dealing (since 7 May 2025)
• Alyx Wood

  IRN AXW02005

  • CF30 Customer (4 Mar 2014 to 27 Sep 2019)
• Andrew Jameson

  IRN AXJ01115

  • Director of firm who is not a certification employee or a SMF manager (since 4 Nov 2025)
• Andy Howe

  IRN AXH19935

  • [FCA CF] Significant management (since 31 Oct 2020)
  • CF4 Partner (25 Nov 2019 to 9 Dec 2019)
• Anne Sanders

  IRN AXS00360

  • [FCA CF] Material risk taker (since 27 Feb 2024)
  • SMF27 Partner (since 19 Mar 2021)
  • [FCA CF] Significant management (since 31 Oct 2020)
• Anthony Lionel Dalwood

  IRN ALD01028

  • CF30 Customer (15 Aug 2011 to 1 Jan 2015)

• Downing Global LLP (no longer appointed)

  FRN 915728 · Appointed 25 Oct 2019 · Until 5 Oct 2021 · Tied agent

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