Downing LLP

• Principal Place of Business

  Downing LLP

  10 Lower Thames Street

  London

  City Of London

  EC3R 6AF

  UNITED KINGDOM

  Phone

  +4402038625984

  Web

  https://www.downing.co.uk

• Complaints Contact

  Downing LLP

  10 Lower Thames Street

  London

  City Of London

  EC3R 6AF

  UNITED KINGDOM

  Phone

  +4402038625984

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to advising retail clients in relation to corporate finance and venture capital business only
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Sime

  IRN AXS00152

  • [FCA CF] Significant management (since 31 Oct 2020)
  • CF4 Partner (22 Nov 2019 to 9 Dec 2019)
• Anthony Sutherland Eaton

  IRN ASE01009

  • [FCA CF] Client dealing (5 Oct 2021 to 20 Jun 2025)
  • CF4 Partner (AR) (4 Nov 2019 to 5 Oct 2021)
  • CF30 Customer (4 Nov 2019 to 5 Oct 2021)
• Antony John Stenning

  IRN AJS01423

  • [FCA CF] Significant management (7 Oct 2024 to 31 Aug 2025)
  • [FCA CF] Client dealing (7 Oct 2024 to 31 Aug 2025)
  • [FCA CF] Manager of certification employee (7 Oct 2024 to 31 Aug 2025)
• Carl Henrik Dahlstrom

  IRN CHD01020

  • [FCA CF] Client dealing (since 17 Sep 2021)
• Catherine Cassell

  IRN CXC00322

  • [FCA CF] Client dealing (31 Oct 2020 to 17 Mar 2025)
• Cheryl Vickers

  IRN CSF01014

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 25 Jul 2022)
  • [FCA CF] Client dealing (since 31 Oct 2020)
  • [FCA CF] Manager of certification employee (since 31 Oct 2020)
  • CF30 Customer (10 Jun 2011 to 8 Dec 2019)
• Chris Allner

  IRN CCA01009

  • [FCA CF] Client dealing (since 31 Oct 2020)
  • [FCA CF] Manager of certification employee (31 Oct 2020 to 6 Jul 2022)
  • CF4 Partner (23 Oct 2015 to 9 Dec 2019)
  • CF30 Customer (24 Apr 2012 to 8 Dec 2019)
• Christina Makris

  IRN CXM02371

  • CF30 Customer (7 May 2019 to 8 Dec 2019)
• Christopher Graham Oldroyd

  IRN CXO00271

  • Director of firm who is not a certification employee or a SMF manager (since 21 Oct 2025)
• Christopher Simon Lewis

  IRN CSL01036

  • CF4 Partner (19 Oct 2015 to 30 May 2019)
  • CF28 Systems and controls (19 Oct 2015 to 30 May 2019)
  • CF30 Customer (23 Jun 2011 to 30 May 2019)

• Downing Global LLP (no longer appointed)

  FRN 915728 · Appointed 25 Oct 2019 · Until 5 Oct 2021 · Tied agent

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