Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Oct 2024 to 31 Aug 2025)
- [FCA CF] Significant management (7 Oct 2024 to 31 Aug 2025)
- [FCA CF] Manager of certification employee (7 Oct 2024 to 31 Aug 2025)
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- SMF3 Executive Director (22 Nov 2021 to 4 Nov 2022)
- [FCA CF] Client dealing (1 Jul 2020 to 4 Nov 2022)
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- SMF3 Executive Director (26 Oct 2020 to 4 Nov 2022)
- SMF1 Chief Executive (26 Oct 2020 to 4 Nov 2022)
- [FCA CF] Client dealing (1 Jul 2020 to 4 Nov 2022)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 11 Feb 2021)
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 11 Feb 2021)
- CF2 Non Executive Director (17 Oct 2019 to 8 Dec 2019)
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- CF3 Chief Executive (5 Jul 2007 to 30 Dec 2016)
- CF8 Apportionment and Oversight (5 Jul 2007 to 31 Oct 2007)
- CF1 Director (25 Apr 2003 to 30 Dec 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.