Atlantic House Group Limited

• Principal Place of Business

  Atlantic House Group Limited

  8th Floor

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070430100

  Web

  http://www.atlantichousegroup.com

• Complaints Contact

  Atlantic House Group Limited

  8th Floor

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070430100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alex William Hale

  IRN AXH22991

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Nov 2019 to 8 Dec 2019)
• Andrew Michael Lakeman

  IRN AML01134

  • SMF3 Executive Director (since 23 Nov 2023)
  • [FCA CF] Material risk taker (since 23 Nov 2023)
  • [FCA CF] Client dealing (since 23 Nov 2023)
  • Director of firm who is not a certification employee or a SMF manager (since 30 Sep 2021)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
  • CF1 Director (1 Aug 2016 to 8 Dec 2019)
• Antony John Stenning

  IRN AJS01423

  • SMF1 Chief Executive (26 Oct 2020 to 4 Nov 2022)
  • SMF3 Executive Director (26 Oct 2020 to 4 Nov 2022)
  • [FCA CF] Client dealing (1 Jul 2020 to 4 Nov 2022)
• Ashraf Zidate

  IRN AXZ00031

  • [FCA CF] Client dealing (7 Sep 2020 to 10 Sep 2021)
• Ben Hall

  IRN BJH01152

  • [FCA CF] Client dealing (2 Dec 2020 to 17 Aug 2022)
• Benard Muja

  IRN BXM00249

  • [FCA CF] Client dealing (since 2 Aug 2021)
• Charlie George

  IRN CXG06232

  • CF30 Customer (18 Sep 2018 to 8 Dec 2019)
• Charlotte O’Meara

  IRN CXO00153

  • [FCA CF] Client dealing (28 Sep 2022 to 31 Oct 2024)
• Christopher Antony James Macdonald

  IRN CAM00015

  • SMF9 Chair of the Governing Body (since 9 Dec 2019)
  • CF2 Non Executive Director (23 Aug 2016 to 8 Dec 2019)
• Christopher John Holdoway

  IRN CJH01375

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • 13. Giving personal recommendations on and dealing with derivatives
  • [FCA CF] Material risk taker (since 25 Jul 2023)
  • [FCA CF] Client dealing (since 19 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)

• Atlantic House International Limited (no longer appointed)

  FRN 914315 · Appointed 30 Sep 2019 · Until 17 Dec 2021 · Tied agent

No changes recorded yet.