Atlantic House Group Limited

• Principal Place of Business

  Atlantic House Group Limited

  8th Floor

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070430100

  Web

  http://www.atlantichousegroup.com

• Complaints Contact

  Atlantic House Group Limited

  8th Floor

  135 Bishopsgate

  London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070430100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Delia Dorothy Villiers

  IRN DDV01003

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
• Dorian Hughes

  IRN DXH00282

  • [FCA CF] Client dealing (1 Jul 2020 to 18 Nov 2022)
  • [FCA CF] Significant management (1 Jul 2020 to 18 Nov 2022)
• Edward Alexander John Bragg

  IRN EXB22977

  • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
• Evelyn Zapata

  IRN EXZ00010

  • [FCA CF] Material risk taker (since 25 Jul 2023)
  • [FCA CF] Significant management (since 3 Nov 2020)
• Fahad Hassan

  IRN FXH01125

  • CF30 Customer (7 Feb 2018 to 9 Mar 2018)
• Frederick Blackwell

  IRN FXB01378

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 May 2019 to 8 Dec 2019)
• George-James Alan Arthur Hickey

  IRN GAH01128

  • CF30 Customer (1 Aug 2016 to 23 May 2019)
• Gurnaik Singh Johal

  IRN GSJ01017

  • [FCA CF] Material risk taker (since 25 Jul 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
• Harry Children

  IRN HXC00074

  • 13. Giving personal recommendations on and dealing with derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • [FCA CF] Material risk taker (since 25 Jul 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Jack Ryan Roberts

  IRN JRR01149

  • [FCA CF] Material risk taker (since 25 Jul 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Nov 2017 to 8 Dec 2019)

• Atlantic House International Limited (no longer appointed)

  FRN 914315 · Appointed 30 Sep 2019 · Until 17 Dec 2021 · Tied agent

No changes recorded yet.