Atlantic House Group Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Atlantic House Group Limited8th Floor135 BishopsgateLondonEC2M 3TPUNITED KINGDOM- Phone
- +4402070430100
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Complaints Contact
Atlantic House Group Limited8th Floor135 BishopsgateLondonEC2M 3TPUNITED KINGDOM- Phone
- +4402070430100
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Howard Bull
IRN JHB01067
- SMF16 Compliance Oversight (23 Mar 2020 to 1 Feb 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Mar 2020 to 1 Feb 2022)
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Jonathan Dagg
IRN JXD01956
- CF30 Customer (1 Aug 2016 to 7 Sep 2018)
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Louis Jones
IRN LXJ01253
- CF30 Customer (20 Nov 2017 to 7 Dec 2018)
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Luke Anton Wiseman
IRN LAW01038
- Director of firm who is not a certification employee or a SMF manager (since 31 Oct 2021)
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Marc Lee Booker
IRN MLB01043
- CF30 Customer (2 May 2018 to 8 Dec 2019)
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Mark Kenway Lambert
IRN MXL43300
- [FCA CF] Material risk taker (25 Jul 2023 to 30 Apr 2025)
- [FCA CF] Significant management (23 Aug 2021 to 30 Apr 2025)
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Maximillian Peter Glen-Doepel
IRN MXG00385
- [FCA CF] Client dealing (2 Aug 2021 to 16 Sep 2022)
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Michael Andrew Vogel
IRN MAV01017
- Director of firm who is not a certification employee or a SMF manager (since 31 Oct 2021)
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Nina Josephine MacEwen
IRN NJG01145
- [FCA CF] Material risk taker (since 29 Jan 2024)
- [FCA CF] Significant management (since 9 Jan 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
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Owen Glenn Futter
IRN OXF06228
- CF30 Customer (17 Sep 2018 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Atlantic House International Limited (no longer appointed)
FRN 914315 · Appointed 30 Sep 2019 · Until 17 Dec 2021 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.