Atlantic House Group Limited

Date authorised
1 August 2016
Companies House
09770730
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Atlantic House Group Limited
    8th Floor
    135 Bishopsgate
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +4402070430100
    Web
    http://www.atlantichousegroup.com

  • Complaints Contact

    Atlantic House Group Limited
    8th Floor
    135 Bishopsgate
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +4402070430100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Davison Tobias

    IRN PDT01072

    • Director of firm who is not a certification employee or a SMF manager (31 Oct 2021 to 6 Jun 2024)
  • Richard James Butland

    IRN RJB01248

    • [FCA CF] Client dealing (1 Jul 2020 to 17 Dec 2021)
    • SMF3 Executive Director (18 Jun 2020 to 20 Jul 2021)
  • Richard Patrick Lanyon

    IRN RPL01012

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 29 Oct 2021)
    • CF2 Non Executive Director (23 Aug 2016 to 8 Dec 2019)
  • Russ Howard Bubley

    IRN RHB01041

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Russell Edward Catley

    IRN REC01031

    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
    • CF10 Compliance Oversight (1 Aug 2016 to 8 Dec 2019)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
  • Samantha Crocker

    IRN SXC00358

    • [FCA CF] Significant management (18 May 2022 to 23 Dec 2022)
    • [FCA CF] Client dealing (2 Nov 2020 to 23 Dec 2022)
  • Thomas Andrew May

    IRN TAM01064

    • SMF1 Chief Executive (since 15 Dec 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
  • Tom Boyle

    IRN TXB01764

    • [FCA CF] Material risk taker (since 25 Jul 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 Aug 2016 to 8 Dec 2019)
  • Trevor Lewis Alan Davies

    IRN TLD00014

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Apr 2022)
    • SMF16 Compliance Oversight (since 7 Apr 2022)
  • William Alexander Gabb

    IRN WXG22976

    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.