Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2025)
  • Atlantic House Group Limited (no longer approved here)

    FRN 719605

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 29 Oct 2021)
    • CF2 Non Executive Director (23 Aug 2016 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2018)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Dec 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (1 Dec 2001 to 10 May 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 144266

    • CF1 Director (16 May 2003 to 30 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.