Featherstone Partners Limited

• Principal Place of Business

  Old Brewhouse

  Yattendon

  West Berkshire

  RG18 0UE

  UNITED KINGDOM

  Phone

  +441635778888

  Web

  http://www.featherstonepartners.co.uk

• Complaints Contact

  Old Brewhouse

  Yattendon

  West Berkshire

  RG18 0UE

  UNITED KINGDOM

  Phone

  +441635778888

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Alexander John May

  IRN AJM01652

  • SMF3 Executive Director (3 Mar 2023 to 8 Jan 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Feb 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2025)
  • CF30 Customer (31 Aug 2018 to 8 Dec 2019)
• Andrew David Cox

  IRN AXC03321

  • SMF3 Executive Director (since 3 Mar 2023)
  • Responsible for Insurance Distribution (since 8 Sep 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (7 Jan 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jul 2018 to 8 Dec 2019)
• Edmund Bailey

  IRN EXB01570

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Dec 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2022)
• James William Harvey Barton

  IRN JWB01160

  • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 24 Aug 2022)
  • SMF3 Executive Director (9 Dec 2019 to 24 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Aug 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Aug 2022)
  • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
  • CF3 Chief Executive (2 Jul 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jul 2018 to 7 Jan 2019)
  • CF1 Director (2 Jul 2018 to 8 Dec 2019)
• Luke Ashton

  IRN LDA01010

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 1 Apr 2026)
  • [FCA CF] Functions requiring qualifications (since 19 Jan 2026)
  • [FCA CF] Manager of certification employee (since 19 Jan 2026)
  • [FCA CF] Client dealing (since 19 Jan 2026)
• Nicholas Roger Barton

  IRN NRB01075

  • CF30 Customer (2 Jul 2018 to 6 Nov 2018)
• Peter Anthony Letley

  IRN PAL01105

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 28 Feb 2026)
  • CF2 Non Executive Director (9 May 2019 to 8 Dec 2019)
• Richard Patrick Lanyon

  IRN RPL01012

  • Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2025)
• Sophie Jean Isla Felicity Burke-Murphy

  IRN JIB01018

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 3 Mar 2023)
  • [FCA CF] Client dealing (since 5 May 2022)
  • [FCA CF] Functions requiring qualifications (since 5 May 2022)
• Susan Lee Brinkmann

  IRN SLB01207

  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)

No changes recorded yet.