James William Harvey Barton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Patronus Partners Limited

    FRN 653541

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Oct 2023)
  • Featherstone Partners Limited (no longer approved here)

    FRN 799741

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Aug 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 24 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 24 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jul 2018 to 7 Jan 2019)
    • CF1 Director (2 Jul 2018 to 8 Dec 2019)
    • CF3 Chief Executive (2 Jul 2018 to 8 Dec 2019)
    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (22 Mar 2010 to 5 Dec 2011)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (1 Nov 2007 to 15 Jan 2010)
    • CF27 Investment Management (24 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.