Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 1 Apr 2026)
    • [FCA CF] Manager of certification employee (since 19 Jan 2026)
    • [FCA CF] Client dealing (since 19 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 19 Jan 2026)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • [FCA CF] Manager of certification employee (1 Apr 2024 to 29 Aug 2025)
    • [FCA CF] Client dealing (28 Feb 2022 to 29 Aug 2025)
    • [FCA CF] Functions requiring qualifications (28 Feb 2022 to 29 Aug 2025)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Functions requiring qualifications (12 Nov 2021 to 15 Dec 2021)
    • [FCA CF] Client dealing (12 Nov 2021 to 15 Dec 2021)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Dec 2021)
    • CF30 Customer (7 May 2019 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (23 May 2016 to 29 Apr 2019)
  • W1M Asset Management Limited (no longer approved here)

    FRN 143286

    • CF30 Customer (2 Jan 2015 to 1 Apr 2016)
  • HFS Milbourne Financial Services Limited (no longer approved here)

    FRN 125051

    • CF30 Customer (7 Aug 2012 to 4 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.