Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
SCHRODER & CO. LIMITED
FRN 144206
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 21 May 2025)
- [FCA CF] Functions requiring qualifications (since 21 May 2025)
-
- SMF3 Executive Director (3 Mar 2023 to 8 Jan 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Feb 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2025)
- CF30 Customer (31 Aug 2018 to 8 Dec 2019)
-
- CF30 Customer (30 Jun 2016 to 24 Aug 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.