Susan Lee Brinkmann

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)
FRN 194713
- [FCA CF] Functions requiring qualifications (18 Jul 2022 to 19 Jul 2022)
Featherstone Partners Limited (no longer approved here)
FRN 799741
- CF30 Customer (2 Sep 2019 to 8 Dec 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (21 Jun 2018 to 30 Aug 2019)
Suzy Brinkmann (no longer approved here)
FRN 811748
- Employed By (21 Jun 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.