Sophie Jean Isla Felicity Burke-Murphy

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 3 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 5 May 2022)
    • [FCA CF] Client dealing (since 5 May 2022)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Manager of certification employee (7 Aug 2020 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (26 Jun 2020 to 30 Sep 2021)
    • [FCA CF] Client dealing (26 Jun 2020 to 30 Sep 2021)
    • CF30 Customer (17 Feb 2014 to 8 Dec 2019)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (17 Sep 2008 to 29 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.