Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 28 Feb 2026)
- CF2 Non Executive Director (9 May 2019 to 8 Dec 2019)
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- CF1 Director (14 Jul 2009 to 1 Mar 2019)
- CF28 Systems and controls (14 Jul 2009 to 30 Jun 2015)
- CF3 Chief Executive (14 Jul 2009 to 30 Jun 2015)
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- CF3 Chief Executive (1 Nov 2004 to 11 Jul 2008)
- CF13 Finance (1 Dec 2001 to 17 Nov 2004)
- CF8 Apportionment and Oversight (1 Dec 2001 to 11 Jul 2008)
- CF1 Director (1 Dec 2001 to 19 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.