Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Downing LLP

    FRN 545025

    • [FCA CF] Manager of certification employee (since 15 Sep 2025)
    • [FCA CF] Client dealing (since 7 Oct 2024)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 10 Feb 2025)
  • Atlantic House Investments Limited (no longer approved here)

    FRN 931264

    • [FCA CF] Client dealing (26 Mar 2021 to 31 Oct 2021)
    • SMF3 Executive Director (26 Mar 2021 to 29 Oct 2021)
  • Atlantic House Group Limited (no longer approved here)

    FRN 719605

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
    • CF11 Money Laundering Reporting (1 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2016 to 8 Dec 2019)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2016 to 8 Dec 2019)
  • Dura Capital Limited (no longer approved here)

    FRN 786640

    • SMF3 Executive Director (9 Dec 2019 to 12 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2021)
    • CF1 Director (1 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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