Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Downing LLP
FRN 545025
- [FCA CF] Manager of certification employee (since 15 Sep 2025)
- [FCA CF] Client dealing (since 7 Oct 2024)
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Ned Potter Limited
FRN 737908
- SMF29 Limited scope function (limited scope SMCR firms only) (since 10 Feb 2025)
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- [FCA CF] Client dealing (26 Mar 2021 to 31 Oct 2021)
- SMF3 Executive Director (26 Mar 2021 to 29 Oct 2021)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Mar 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 23 Mar 2020)
- SMF3 Executive Director (9 Dec 2019 to 29 Oct 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
- CF11 Money Laundering Reporting (1 Aug 2016 to 8 Dec 2019)
- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
- CF1 Director (1 Aug 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Aug 2016 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 12 Nov 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2021)
- CF1 Director (1 Mar 2018 to 8 Dec 2019)
- CF30 Customer (1 Mar 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Jul 2008)
- CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.