Dura Capital Limited

• Principal Place of Business

  One Ground Floor 3 London Square

  Cross Lanes

  Guildford

  Surrey

  GU1 1UJ

  UNITED KINGDOM

  Phone

  +4407712184114

  Web

  https://www.duracapital.co.uk

• Complaints Contact

  One Ground Floor 3 London Square

  Cross Lanes

  Guildford

  Surrey

  GU1 1UJ

  UNITED KINGDOM

  Phone

  +4407712184114

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Emissions Allowance, Government and public security, Share, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Emissions Allowance, Government and public security, Share, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Emissions Allowance, Government and public security, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Emissions Allowance, Government and public security, Share, Structured Deposits, Unit, Warrant

• Alan Peter McAuley

  IRN APM00061

  • SMF3 Executive Director (since 10 Sep 2025)
  • CF1 Director (AR) (since 14 Jul 2025)
• Alex William Hale

  IRN AXH22991

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Jan 2022)
  • CF30 Customer (4 Nov 2019 to 8 Dec 2019)
• Alexander Graham Jackson

  IRN AGJ01032

  • CF1 Director (AR) (since 17 Jun 2025)
  • SMF3 Executive Director (since 27 Mar 2024)
• Andrew David Wolfson

  IRN AXW00484

  • [FCA CF] Client dealing (24 Nov 2021 to 30 Sep 2022)
• Benjamin Fox

  IRN BXF01134

  • SMF3 Executive Director (9 Dec 2019 to 14 Aug 2020)
  • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
  • CF1 Director (1 Mar 2018 to 8 Dec 2019)
• Gurnaik Singh Johal

  IRN GSJ01017

  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2021)
  • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jan 2022)
  • CF1 Director (1 Mar 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Mar 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Mar 2018 to 8 Dec 2019)
  • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
• James Elliot May

  IRN JEM01295

  • CF10a CASS Oversight function (1 Mar 2018 to 8 Dec 2019)
• Joanne Moira Ker

  IRN JXK00647

  • CF1 Director (AR) (since 5 Nov 2025)
  • [FCA CF] Client dealing (since 18 Mar 2024)
• Kate Morgenstern

  IRN KXM01716

  • [FCA CF] Client dealing (5 Dec 2022 to 1 Jul 2024)
• Luke Reeves

  IRN LXR01036

  • SMF3 Executive Director (9 Dec 2019 to 14 Aug 2020)
  • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
  • CF1 Director (1 Mar 2018 to 8 Dec 2019)

• SEHA FS LTD

  FRN 998128 · Appointed 27 Nov 2025

• Arcus Partners (AR) Limited

  FRN 979771 · Appointed 26 Jul 2022

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