Dura Capital Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Emissions Allowance, Government and public security, Share, Structured Deposits, Unit, Warrant
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Emissions Allowance, Government and public security, Share, Unit, Warrant
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Emissions Allowance, Government and public security, Share, Unit, Warrant
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- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Emissions Allowance, Government and public security, Share, Structured Deposits, Unit, Warrant

Senior staff personally approved by the FCA to hold their roles here.

Marc Lee Booker
IRN MLB01043
- CF30 Customer (2 May 2018 to 8 Dec 2019)
Mark John Allan
IRN MXA00689
- [FCA CF] Client dealing (since 5 Jul 2024)
- SMF3 Executive Director (since 10 Apr 2024)
- SMF1 Chief Executive (since 10 Apr 2024)
- CF30 Customer (since 1 Sep 2022)
Michael Daniel Newman
IRN MDN01016
- SMF16 Compliance Oversight (since 3 Dec 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Dec 2021)
Oern Greif
IRN OXG01007
- SMF3 Executive Director (since 19 Apr 2024)
Russell Edward Catley
IRN REC01031
- [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2021)
- SMF3 Executive Director (9 Dec 2019 to 12 Nov 2021)
- CF30 Customer (1 Mar 2018 to 8 Dec 2019)
- CF1 Director (1 Mar 2018 to 8 Dec 2019)
Sean Harrison
IRN SXH01012
- CF1 Director (AR) (since 27 Nov 2025)
Zak Van De Mariveles
IRN ZVD01000
- SMF3 Executive Director (12 Mar 2024 to 11 Apr 2024)
- SMF1 Chief Executive (12 Mar 2024 to 11 Apr 2024)
- [FCA CF] Client dealing (26 Jan 2022 to 1 Jul 2024)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.