Zak Van De Mariveles

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Dura Capital Limited (no longer approved here)
FRN 786640
- SMF1 Chief Executive (12 Mar 2024 to 11 Apr 2024)
- SMF3 Executive Director (12 Mar 2024 to 11 Apr 2024)
- [FCA CF] Client dealing (26 Jan 2022 to 1 Jul 2024)
Societe Generale (no longer approved here)
FRN 124866
- [FCA CF] Client dealing (7 Mar 2016 to 14 Feb 2019)
- CF30 Customer (25 Feb 2013 to 6 Mar 2016)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 28 Dec 2012)
- CF21 Investment Adviser (19 Jan 2007 to 31 Oct 2007)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (18 Feb 2004 to 23 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.