Michael Daniel Newman

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER INVEST LIMITED

    FRN 955775

    • [FCA CF] Material risk taker (since 9 Mar 2026)
    • [FCA CF] Significant management (since 9 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2022 to 10 Nov 2025)
    • SMF16 Compliance Oversight (1 Jun 2022 to 9 Mar 2026)
  • Dura Capital Limited

    FRN 786640

    • SMF16 Compliance Oversight (since 3 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Dec 2021)
  • P1 Investment Services Limited (no longer approved here)

    FRN 752005

    • CF30 Customer (17 Apr 2019 to 31 May 2022)
  • Wombat Invest Limited (no longer approved here)

    FRN 840053

    • Employed By (17 Apr 2019 to 31 May 2022)
  • Target Servicing Limited (no longer approved here)

    FRN 454569

    • CF29 Significant management (16 Feb 2015 to 18 Nov 2016)
    • CF30 Customer (16 Feb 2015 to 18 Nov 2016)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (10 May 2010 to 13 Feb 2015)
    • CF29 Significant management (1 Nov 2007 to 9 May 2010)
    • CF20 Significant Mgt (Settlements) (15 Jul 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.