Date authorised
1 June 2022
Companies House
10966427
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    City Of London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442038310815
  • Complaints Contact

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442038310815

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Targeted Money Guidance

    For Retail (Investment), Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alister Sneddon

    IRN AXS01169

    • [FCA CF] Significant management (since 9 Jan 2026)
  • Ashley Phoenix

    IRN AXP01166

    • [FCA CF] Significant management (since 17 Jun 2025)
  • Ben Vickers

    IRN BXV00090

    • [FCA CF] Significant management (16 Jun 2025 to 15 Jul 2025)
  • Daniel Matthew Baynton

    IRN DXB00712

    • [FCA CF] Material risk taker (since 1 Jan 2025)
  • Hanlie Van Staden

    IRN HXV01130

    • SMF3 Executive Director (since 23 Oct 2024)
  • Joanna Kate Harris

    IRN JXH22552

    • [FCA CF] Material risk taker (since 9 Jan 2026)
    • [FCA CF] Significant management (since 9 Jan 2026)
  • Kane Linton Harrison

    IRN KXH13836

    • SMF1 Chief Executive (since 1 Jun 2022)
    • SMF3 Executive Director (since 1 Jun 2022)
  • Margaret Ammon

    IRN MXA01750

    • SMF16 Compliance Oversight (since 9 Mar 2026)
  • Martin Pezet

    IRN MXP00996

    • [FCA CF] Significant management (16 Jun 2025 to 11 Nov 2025)
  • Michael Daniel Newman

    IRN MDN01016

    • [FCA CF] Significant management (since 9 Mar 2026)
    • [FCA CF] Material risk taker (since 9 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2022 to 10 Nov 2025)
    • SMF16 Compliance Oversight (1 Jun 2022 to 9 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

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