Date authorised
1 June 2022
Companies House
10966427
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    City Of London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442038310815
  • Complaints Contact

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442038310815

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Targeted Money Guidance

    For Retail (Investment), Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Penny Cole

    IRN PXC00330

    • [FCA CF] Material risk taker (since 1 Jan 2025)
  • Rita Kery

    IRN RXK00537

    • [FCA CF] Significant management (since 16 Jun 2025)
  • Samantha Jane Christopher

    IRN SXC42357

    • [FCA CF] Significant management (since 8 Jan 2026)
    • [FCA CF] Material risk taker (since 8 Jan 2026)
  • Simon Mansell

    IRN SXM04836

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Nov 2025)
  • Stephen Charles Gazard

    IRN SCG00005

    • SMF3 Executive Director (since 28 Oct 2024)
    • SMF9 Chair of the Governing Body (since 28 Oct 2024)
  • Stuart James Geard

    IRN SJG01233

    • SMF3 Executive Director (since 25 Oct 2024)
  • Thomas James Cox

    IRN TXC00499

    • [FCA CF] Significant management (since 16 Jun 2025)
    • [FCA CF] Manager of certification employee (since 16 Jun 2025)
    • [FCA CF] Material risk taker (since 16 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.