Stephen Charles Gazard

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER INVEST LIMITED

    FRN 955775

    • SMF3 Executive Director (since 28 Oct 2024)
    • SMF9 Chair of the Governing Body (since 28 Oct 2024)
  • Quilter Investment Platform Limited

    FRN 165359

    • SMF18 Other Overall Responsibility (since 8 Sep 2023)
    • [FCA CF] Manager of certification employee (1 Apr 2023 to 6 Aug 2024)
    • [FCA CF] Significant management (1 Apr 2023 to 6 Aug 2024)
    • [FCA CF] Material risk taker (1 Apr 2023 to 6 Aug 2024)
  • Quilter Life & Pensions Limited

    FRN 207977

    • SMF18 Other Overall Responsibility (since 8 Sep 2023)
    • [FCA CF] Manager of certification employee (1 Apr 2023 to 6 Aug 2024)
    • [FCA CF] Material risk taker (1 Apr 2023 to 6 Aug 2024)
    • [FCA CF] Significant management (1 Apr 2023 to 6 Aug 2024)
  • Quilter Investors Limited

    FRN 208543

    • [FCA CF] Manager of certification employee (since 1 Apr 2023)
    • [FCA CF] Significant management (since 1 Apr 2023)
    • [FCA CF] Material risk taker (since 1 Apr 2023)
  • Quilter Financial Planning Solutions Limited

    FRN 184591

    • Responsibility for MCD Intermediation (since 2 Feb 2022)
    • SMF3 Executive Director (since 13 Oct 2020)
    • Responsible for Insurance Distribution (since 13 Oct 2020)
    • SMF1 Chief Executive (13 Oct 2020 to 31 Aug 2023)
  • Lighthouse Advisory Services Limited

    FRN 195199

    • Responsibility for MCD Intermediation (since 2 Feb 2022)
    • SMF3 Executive Director (since 13 Oct 2020)
    • Responsible for Insurance Distribution (since 13 Oct 2020)
    • CF1 Director (AR) (since 9 Jul 2020)
    • SMF1 Chief Executive (13 Oct 2020 to 31 Aug 2023)
    • CF1 Director (3 May 2011 to 31 Jan 2013)
    • CF2 Non Executive Director (AR) (1 Apr 2011 to 31 Jan 2013)
  • QUILTER WEALTH LIMITED

    FRN 217742

    • Responsibility for MCD Intermediation (since 2 Feb 2022)
    • Responsible for Insurance Distribution (since 13 Oct 2020)
    • SMF3 Executive Director (since 13 Oct 2020)
    • SMF1 Chief Executive (13 Oct 2020 to 31 Aug 2023)
  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • Responsibility for MCD Intermediation (since 2 Feb 2022)
    • Responsible for Insurance Distribution (since 13 Oct 2020)
    • SMF3 Executive Director (since 13 Oct 2020)
    • CF1 Director (AR) (since 9 Jul 2020)
    • SMF1 Chief Executive (13 Oct 2020 to 31 Aug 2023)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • Responsibility for MCD Intermediation (since 2 Feb 2022)
    • Responsible for Insurance Distribution (since 13 Oct 2020)
    • CF1 Director (AR) (since 9 Jul 2020)
    • SMF3 Executive Director (since 19 Jun 2020)
    • SMF1 Chief Executive (13 Oct 2020 to 31 Aug 2023)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (334)Employed By (since 14 May 2021)
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Recent activity

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