P1 Investment Services Limited

Date authorised
8 September 2016
Companies House
09810560
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    P1 Investment Services Ltd
    Clyst House
    Manor Drive
    Clyst St. Mary
    Exeter
    Devon
    EX5 1GB
    UNITED KINGDOM
    Phone
    +441392953079
    Web
    https://www.p1-im.co.uk

  • Complaints Contact

    P1 Investment Services Ltd
    Clyst House
    Manor Drive
    Clyst St. Mary
    Exeter
    Devon
    EX5 1GB
    UNITED KINGDOM
    Phone
    +441392953079

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Charles Prestwood

    IRN ACP01169

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Oct 2019 to 8 Dec 2019)
  • Adrian Margrie

    IRN AXM03728

    • 14. Managing investments
    • [FCA CF] Client dealing (since 22 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2023)
    • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
  • Alexander Christopher Tom Latham

    IRN AXL00340

    • CF1 Director (AR) (30 Sep 2021 to 30 Sep 2024)
  • Christopher Lewis Gawne

    IRN CXG00041

    • CF1 Director (AR) (3 Nov 2020 to 22 Oct 2021)
  • Daniel Edward Minett

    IRN DEM01055

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 16 Aug 2023)
    • [FCA CF] Client dealing (since 16 Aug 2023)
  • Dario Milizia

    IRN DXM02474

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 27 Mar 2025)
    • [FCA CF] Client dealing (since 27 Mar 2025)
  • Emma Clarke

    IRN EXC01285

    • 14. Managing investments
    • [FCA CF] Client dealing (since 15 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2025)
  • Frederick Osbourn

    IRN FXO00021

    • [FCA CF] Manager of certification employee (17 Aug 2020 to 13 Aug 2021)
  • Gary Robert Randall

    IRN GRR01061

    • SMF3 Executive Director (9 Dec 2019 to 15 Dec 2022)
    • CF1 Director (8 Sep 2016 to 8 Dec 2019)
  • Gerard Hurley

    IRN GXH01898

    • CF30 Customer (24 Feb 2021 to 20 Jan 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.