Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
P1 Investment Services Limited
FRN 752005
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 16 Aug 2023)
- [FCA CF] Client dealing (since 16 Aug 2023)
-
- [FCA CF] Client dealing (9 Dec 2019 to 15 Aug 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Aug 2023)
- CF30 Customer (22 Mar 2019 to 8 Dec 2019)
-
- CF30 Customer (21 Apr 2009 to 8 Feb 2019)
-
- CF30 Customer (23 Jul 2008 to 9 Apr 2009)
-
- CF30 Customer (1 Nov 2007 to 2 Jun 2008)
- CF27 Investment Management (13 Oct 2006 to 31 Oct 2007)
- CF21 Investment Adviser (8 Nov 2004 to 31 Oct 2007)
-
- Employed By (8 Nov 2004 to 30 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.