Investment Quorum Limited

• Principal Place of Business

  Investment Quorum Ltd

  68 King William Street

  London

  City Of London

  EC4N 7HR

  UNITED KINGDOM

  Phone

  +442073371390

  Web

  https://www.investmentquorum.com

• Complaints Contact

  Investment Quorum Ltd

  68 King William Street

  London

  City Of London

  EC4N 7HR

  UNITED KINGDOM

  Phone

  +442073371390

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permisison is limited to counselling in connection with investment, mortgage and home reversion advice

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Andrew Edward Ayers

  IRN AEA01019

  • CF30 Customer (12 Oct 2010 to 30 Mar 2012)
• Anura Gamini Mahaarachchige Nanayakkara

  IRN AGN01015

  • CF30 Customer (4 Aug 2014 to 2 Nov 2016)
• Barry Anthony Hancock

  IRN BAH01078

  • CF2 Non Executive Director (1 Mar 2011 to 31 Mar 2014)
• Daniel Edward Minett

  IRN DEM01055

  • CF30 Customer (1 Nov 2007 to 2 Jun 2008)
  • CF27 Investment Management (13 Oct 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (8 Nov 2004 to 31 Oct 2007)
• David Alan Young

  IRN DAY00011

  • CF30 Customer (1 Nov 2007 to 31 Oct 2012)
  • CF24 Pension Transfer Specialist (22 Nov 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (22 Nov 2004 to 31 Oct 2007)
• Debbie Ann Higgins

  IRN DAH01194

  • CF1 Director (1 Oct 2004 to 1 Feb 2005)
• Emma Jane Hammond

  IRN EJH00008

  • CF30 Customer (20 Aug 2012 to 18 Dec 2015)
• George Lancelot Francis Churchill Steger

  IRN GLS01089

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Dec 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Dec 2022)
  • CF30 Customer (22 Jun 2017 to 8 Dec 2019)
• Graham Robert McCulley

  IRN GRM00011

  • Responsible for Insurance Mediation (14 Jan 2005 to 1 Feb 2005)
  • CF10 Compliance Oversight (1 Oct 2004 to 1 Feb 2005)
  • CF11 Money Laundering Reporting (1 Oct 2004 to 1 Feb 2005)
  • CF21 Investment Adviser (1 Oct 2004 to 1 Feb 2005)
  • CF1 Director (1 Oct 2004 to 1 Feb 2005)
• Heather Imogen Dunne

  IRN HID00002

  • CF30 Customer (18 Aug 2014 to 2 Nov 2016)

• Absolute Investment Management Ltd (no longer appointed)

  FRN 227510 · Appointed 29 Oct 2004 · Until 30 Sep 2005

No changes recorded yet.