Graham Robert McCulley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPITAL ASSET MANAGEMENT (FINANCIAL PLANNING) LIMITED

    FRN 225112

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (18 May 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (AR) (6 Apr 2005 to 8 Nov 2010)
    • CF21 Investment Adviser (26 Oct 2004 to 31 Oct 2007)
  • Century House Investment Services Ltd (no longer approved here)

    FRN 430176

    • Employed By (6 Apr 2005 to 8 Dec 2019)
  • Investment Quorum Limited (no longer approved here)

    FRN 232088

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Feb 2005)
    • CF10 Compliance Oversight (1 Oct 2004 to 1 Feb 2005)
    • CF11 Money Laundering Reporting (1 Oct 2004 to 1 Feb 2005)
    • CF21 Investment Adviser (1 Oct 2004 to 1 Feb 2005)
    • CF1 Director (1 Oct 2004 to 1 Feb 2005)
  • Absolute Investment Management Ltd (no longer approved here)

    FRN 227510

    • Employed By (6 Apr 2004 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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