Heather Imogen Dunne

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Goodmans Financial Planning Ltd (no longer approved here)
FRN 513667
- CF30 Customer (21 Jul 2015 to 9 Feb 2017)
Investment Quorum Limited (no longer approved here)
FRN 232088
- CF30 Customer (18 Aug 2014 to 2 Nov 2016)
BLUE OCEAN INVESTMENT CO LTD (no longer approved here)
FRN 456458
- CF30 Customer (6 Jul 2010 to 1 Dec 2011)
Julian Harris Financial Consultants (no longer approved here)
FRN 153566
- CF30 Customer (24 May 2010 to 20 Jun 2011)
WHITING GROUP LTD (no longer approved here)
FRN 118162
- CF30 Customer (21 May 2010 to 13 Aug 2010)
ART Holdings Limited (no longer approved here)
FRN 135910
- CF30 Customer (12 Oct 2009 to 10 Oct 2011)
Punter Southall SIPP Limited (no longer approved here)
FRN 189480
- CF24 Pension Transfer Specialist (3 Mar 2005 to 1 Apr 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.