ART Holdings Limited

• Principal Place of Business

  235 The Broadway

  London

  SW19 1SD

  UNITED KINGDOM

  Phone

  +4402085436244

  Web

  https://www.mfs-group.co.uk

• Complaints Contact

  235 The Broadway

  London

  SW19 1SD

  UNITED KINGDOM

  Phone

  +4402085436244

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Richard Tollworthy

  IRN ART00006

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
  • CF10 Compliance Oversight (7 Feb 2011 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
• Chito Prasanna Mukerji

  IRN CPM00018

  • CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2010)
• Colin John Taplin

  IRN CJT01115

  • CF30 Customer (29 Sep 2008 to 23 May 2011)
• Daniel Simon Jones

  IRN DXJ00291

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 29 Sep 2023)
  • [FCA CF] Client dealing (since 29 Sep 2023)
• David James Dixon-Smith

  IRN DJD00013

  • CF30 Customer (1 Nov 2007 to 1 Dec 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 1 Dec 2012)
• David James Dodds

  IRN DJD01141

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Mar 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2023)
  • CF30 Customer (6 Feb 2017 to 8 Dec 2019)
• David Patrick Rohan Culleton

  IRN DPC00012

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 May 2013 to 8 Dec 2019)
• Digenis Andreas Homatenos

  IRN DAH00083

  • CF30 Customer (1 Nov 2007 to 20 Jul 2015)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Heather Imogen Dunne

  IRN HID00002

  • CF30 Customer (12 Oct 2009 to 10 Oct 2011)
• Jeffrey Donald Bailey

  IRN JDB01204

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 5 Oct 2022)
  • [FCA CF] Client dealing (since 5 Oct 2022)

• Albion Associates (no longer appointed)

  FRN 180531 · Appointed 9 Mar 1999 · Until 28 Nov 2013

No changes recorded yet.