David James Dodds

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 9A. Advising on P2P agreements
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 14 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (since 14 Apr 2023)
    • CF30 Customer (since 6 Apr 2023)
    • CF1 Director (AR) (since 6 Apr 2023)
  • Big Picture Wealth Planning Ltd

    FRN 992292

    • Employed By (since 21 Mar 2023)
  • ART Holdings Limited (no longer approved here)

    FRN 135910

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2023)
    • CF30 Customer (6 Feb 2017 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (4 May 2005 to 27 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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