ART Holdings Limited

• Principal Place of Business

  235 The Broadway

  London

  SW19 1SD

  UNITED KINGDOM

  Phone

  +4402085436244

  Web

  https://www.mfs-group.co.uk

• Complaints Contact

  235 The Broadway

  London

  SW19 1SD

  UNITED KINGDOM

  Phone

  +4402085436244

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeremy Robert Silverstone

  IRN JRS01175

  • CF30 Customer (4 Jul 2011 to 14 May 2013)
• John Kevin Fortune

  IRN JKF00001

  • CF30 Customer (4 Mar 2013 to 30 Nov 2017)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Leon Rhoades

  IRN LXR01221

  • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 1 Aug 2025)
  • [FCA CF] Client dealing (10 Dec 2019 to 1 Aug 2025)
• Lisa Nicole Pinch

  IRN LNW00002

  • [FCA CF] Functions requiring qualifications (5 Oct 2022 to 1 May 2024)
  • [FCA CF] Client dealing (5 Oct 2022 to 1 May 2024)
• Michael Gerard De Rosa

  IRN MGD00032

  • CF30 Customer (7 Sep 2015 to 13 Jul 2017)
• Michael John Cole

  IRN MJC00146

  • CF30 Customer (1 Nov 2007 to 6 Aug 2013)
  • CF21 Investment Adviser (17 Aug 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Jul 2005 to 17 Aug 2005)
• Petra Spirkova

  IRN PXS02216

  • [FCA CF] Functions requiring qualifications (11 Feb 2022 to 30 Sep 2023)
  • [FCA CF] Client dealing (11 Feb 2022 to 30 Sep 2023)
• Philip Anthony Hall

  IRN PAH00108

  • CF30 Customer (11 Dec 2015 to 31 Jul 2017)
• Simon Christopher Belcher

  IRN SCB00031

  • CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2003)
• Timothy Bottoms

  IRN TJB00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)

• Albion Associates (no longer appointed)

  FRN 180531 · Appointed 9 Mar 1999 · Until 28 Nov 2013

No changes recorded yet.