Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 30 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 30 Oct 2023)
    • CF30 Customer (27 Oct 2023 to 17 Apr 2026)
  • First Wealth (London) Limited (no longer approved here)

    FRN 813444

    • (9)Employed By (27 Oct 2023 to 17 Apr 2026)
  • ART Holdings Limited (no longer approved here)

    FRN 135910

    • [FCA CF] Functions requiring qualifications (11 Feb 2022 to 30 Sep 2023)
    • [FCA CF] Client dealing (11 Feb 2022 to 30 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

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