Michael Gerard De Rosa

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ART Holdings Limited (no longer approved here)
FRN 135910
- CF30 Customer (7 Sep 2015 to 13 Jul 2017)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (4 Apr 2013 to 3 Dec 2013)
Thornton & Baines Independent Financial Advisers Limited (no longer approved here)
FRN 462513
- CF30 Customer (14 Jan 2013 to 28 Jan 2013)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (11 Oct 2012 to 10 Jan 2013)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (1 Nov 2007 to 4 Oct 2012)
- CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Jan 2005 to 14 Aug 2006)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (2 Jun 2004 to 15 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.