Leon Rhoades

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Venari Wealth Ltd

    FRN 1025179

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2025)
    • SMF16 Compliance Oversight (since 1 Aug 2025)
    • [FCA CF] Client dealing (since 1 Aug 2025)
    • SMF3 Executive Director (since 1 Aug 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2025)
  • ART Holdings Limited (no longer approved here)

    FRN 135910

    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 1 Aug 2025)
    • [FCA CF] Client dealing (10 Dec 2019 to 1 Aug 2025)
  • Tankard Wealth Limited (no longer approved here)

    FRN 718394

    • CF30 Customer (4 Apr 2018 to 15 May 2019)
    • CF1 Director (AR) (4 Apr 2018 to 15 May 2019)
  • BLACKTOWER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 188611

    • CF30 Customer (30 Oct 2015 to 23 Mar 2018)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Feb 2012 to 26 Apr 2012)
  • David Allard (no longer approved here)

    FRN 401676

    • Employed By (13 Feb 2012 to 26 Apr 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 28 Jan 2010)
    • CF22 Investment Adviser (Trainee) (4 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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