Tankard Wealth Limited

Date authorised
3 February 2016
Companies House
09672812
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Eaton Gate
    London
    SW1W 9BJ
    UNITED KINGDOM
    Phone
    +442031377983
    Web
    https://www.tankardwealth.com

  • Complaints Contact

    2 Eaton Gate
    London
    SW1W 9BJ
    UNITED KINGDOM
    Phone
    +442031377983

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Sebastian Julian Tankard

    IRN AXT01865

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 22 Dec 2021)
    • Responsibility for MCD Intermediation (since 1 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (3 Feb 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Feb 2016 to 30 Sep 2018)
    • CF1 Director (3 Feb 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (3 Feb 2016 to 8 Dec 2019)
  • Jack Ellice

    IRN JXE01401

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Aug 2025)
    • CF30 Customer (2 Oct 2019 to 14 Aug 2025)
    • CF1 Director (AR) (2 Oct 2019 to 11 Aug 2025)
  • Leon Rhoades

    IRN LXR01221

    • CF30 Customer (4 Apr 2018 to 15 May 2019)
    • CF1 Director (AR) (4 Apr 2018 to 15 May 2019)
  • Robert Lawrence Lister Skeens

    IRN RLS01109

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Jul 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jul 2025)
    • CF30 Customer (23 Dec 2016 to 10 Jul 2025)
    • CF1 Director (AR) (23 Dec 2016 to 10 Jul 2025)
  • Sanjay Assarpota

    IRN SXA01649

    • CF1 Director (AR) (16 Jun 2016 to 25 Jul 2016)
    • CF30 Customer (16 Jun 2016 to 25 Jul 2016)
  • Timothy James Evans

    IRN TJE01051

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Oct 2021)
    • CF30 Customer (23 Jan 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.