Sanjay Assarpota

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 7 Sep 2017)
The Penny Group Ltd
FRN 536216
- (1)Employed By (since 7 Sep 2017)
Tankard Wealth Limited (no longer approved here)
FRN 718394
- CF1 Director (AR) (16 Jun 2016 to 25 Jul 2016)
- CF30 Customer (16 Jun 2016 to 25 Jul 2016)
Brecothouse Advisory (UK) Ltd (no longer approved here)
FRN 749467
- Employed By (16 Jun 2016 to 25 Jul 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.