Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Functions requiring qualifications (15 Apr 2019 to 12 Nov 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (15 Apr 2016 to 18 Mar 2019)
  • Investment Quorum Limited (no longer approved here)

    FRN 232088

    • CF30 Customer (20 Aug 2012 to 18 Dec 2015)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Oct 2010 to 17 Aug 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 24 Jul 2008)
    • CF21 Investment Adviser (6 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Nov 2006 to 6 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.