Andrew Edward Ayers

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ajax Wealth Management Limited

    FRN 929578

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 2 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Nov 2020)
    • SMF16 Compliance Oversight (since 2 Nov 2020)
    • Responsible for Insurance Distribution (since 2 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Blackstone Moregate Limited (no longer approved here)

    FRN 459051

    • CF1 Director (AR) (12 Feb 2018 to 31 Oct 2020)
    • CF30 Customer (23 Jun 2017 to 31 Oct 2020)
  • Fiducia Wealth Management Limited (no longer approved here)

    FRN 408210

    • CF1 Director (AR) (16 Apr 2012 to 5 Sep 2017)
    • CF30 Customer (16 Apr 2012 to 5 Sep 2017)
  • Ajax Capital Management Limited (no longer approved here)

    FRN 578642

    • Employed By (16 Apr 2012 to 5 Sep 2017)
  • Investment Quorum Limited (no longer approved here)

    FRN 232088

    • CF30 Customer (12 Oct 2010 to 30 Mar 2012)
  • Dart Capital Limited (no longer approved here)

    FRN 137569

    • CF30 Customer (13 Jul 2009 to 2 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.